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Compliance Officer- Investment

Company: Robert Half Finance & Accounting
Location: Santa Monica
Posted on: November 20, 2022

Job Description:

Description Robert Half is currently working with multi-asset investment firm providing sophisticated, customized investment solutions to institutional and private wealth clients. Seeking to bring on an operations/compliance manager.Please send resume to Eric Herndon for considerationDuties1-Work with accounting, operations, and SEC regulatory compliance of hedge fund of funds and separately managed accounts.2-Administer the firm's compliance program across the institutional and retail client portfolios, including employee trade monitoring, best execution review, billing oversight, etc3-Oversee strategic vendor partnerships supporting all financial statement accounting, tax, and investor reporting operations for the firm's pooled investment vehiclesQUALIFICATIONS - Candidates must have a college degree and 7-9 years of relevant experience. - Background in public accounting, preferably serving financial services clientele - Undergraduate degree from a leading educational institution, CPA preferred Requirements Compliance Audit, Regulatory Compliance Risk Management, Alternative Investments Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.Robert Half puts you in the best position to succeed by advocating on your behalf and promoting you to employers. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - even on the go. Download the Robert Half app ( and get 1-tap apply, instant notifications for AI-matched jobs, and more.Robert Half will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. All applicants applying for U.S. job openings must be authorized to work in the United States. Benefits are available to temporary professionals. Visit for more information. - 2022 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use ( .

Keywords: Robert Half Finance & Accounting, Santa Monica , Compliance Officer- Investment, Other , Santa Monica, California

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